My Collection

Managers’ Transactions

Henkel AG & Co. KGaA, Henkelstrasse 67, 40191 Düsseldorf/Germany, publishes, on this website, any notification received in accordance with art. 19 sec. 1 Market Abuse Regulation (“Marktmissbrauchsverordnung”) regarding transactions conducted by persons with managerial responsibilities or by persons closely associated to them.

A consistently accurate overview of the transactions of the current year as well as a survey on former transactions are available here. Below you will also find the announcements in detail.

Abbreviation for “Kommanditgesellschaft auf Aktien.” A KGaA is a company with a legal identity (legal entity) in which at least one partner has unlimited liability with respect to the company’s creditors (personally liable partner), while the liability for such debts of the other partners participating in the share-based capital stock is limited to their share capital (limited shareholders). 

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Summary Transactions 2016

I. Notifications from persons with management functions: Supervisory Board / Shareholders' Committee

Date / Place
of Transaction
Name of 
Person
Type of Share /
Right
Security ID Number
(ISIN)
Transaction
Type
Price /
Currency
QuantityTransaction
Volume
03/18/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Settlement of
Share Collar Option
0.01 €/
0.02 €
100,061
Comment: Settlement of a share collar option by way of cahs settlement (Sale of put options, purchase of call options
in order to hedge 100,061 ordinary shares): Settlement premium put option: 0.01 euros per ordinary share, in total
1,000.61 euros. Settlement premium call option 0.02 euros per share, in total 2,001.22 euros. Maturity: March 30, 2016.
03/18/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Share Option88.50 €/
93.00 €
100,122
Comment: Share option: Purchase sale of call options in order to hedge 100,122 ordinary shares. Strike price purchase:
88.50 euros per share. Strike price sale: 93.00 euros per share. Premium purchase: 2.69 euros.
Premium sale: 1.30 euros. Maturity: September 16, 2016.
03/18/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Buy / Sell
Option
55.00 €/
95.05 €
100,000
Comment: Share collar option: Purchase of put options, sale of call options in order to hedge 100,000 ordinary
shares. Strike price put option: 55.00 euros per share. Strike price call option: 95.05 euros per share.
Premium put option: 1.23 euros. Premium call option: 1.92 euros. Maturity: March 17, 2017
03/18/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Buy / Sell
Option
55.00 €/
95.05 €
100,000
Comment: Share collar option: Purchase of put options, sale of call options in order to hedge 100,000 ordinary
shares. Strike price put option: 55.00 euros per share. Strike price call option: 95.05 euros per share.
Premium put option: 1.29 euros. Premium call option: 2.01 euros. Maturity: March 31, 2017
05/25/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Buy / Sell
Option
61.07 €/
107.56 €
100,000
Comment: Share collar option: Purchase of put options, sale of call options in order to hedge 100,000 ordinary
shares. Strike price put option: 61.07 euros per share. Strike price call option: 107.56 euros per share.
Premium put option: 1.17 euros. Premium call option: 1.17 euros. Maturity: June 16, 2017
06/17/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Buy / Sell
Option
61.08 €/
104.19 €
100,000
Comment: Share collar option: Purchase of put options, sale of call options in order to hedge 100,000 ordinary
shares. Strike price put option: 61.08 euros per share. Strike price call option: 104.19 euros per share.
Premium put option: 1.50 euros. Premium call option: 1.50 euros. Maturity: June 16, 2017
06/17/2016,
off-market
Dr. h.c. Christoph HenkelPreferred ShareDE 0006048432Buy / Sell
Option
70.09 €/
118.65 €
100,000
Comment: Share collar option: Purchase of put options, sale of call options in order to hedge 100,000 preferrd
shares. Strike price put option: 70.09 euros per share. Strike price call option: 118.65 euros per share.
Premium put option: 2.85 euros. Premium call option: 2.85 euros. Maturity: December 15, 2017
06/24/2016,
off-market
Dr. h.c. Christoph HenkelPreferred ShareDE 0006048432Buy / Sell
Option
73.29 €/
123.54 €
100,000
Comment: Share collar option: Purchase of put options, sale of call options in order to hedge 100,000 preferrd
shares. Strike price put option: 73.29 euros per share. Strike price call option: 123.54 euros per share.
Premium put option: 2.56 euros. Premium call option: 2.56 euros. Maturity: December 15, 2017
08/12/2016,
Frankfurt
Birgit Helten-KindleinPreferred ShareDE 0006048432Sale118.25 €17020,102.50 €
08/18/2016,
Frankfurt
Jutta BernickePreferred ShareDE 0006048432Sale116.50 €60069,930.00 €
09/12/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Settlement of
Share Collar Option
0.01 €/
7.12 €
100,308
Comment: Closing of a share collar option by way of cash settlement (Sale of put options, purchase of call options in
order to hedge 100,308 ordinary shares): Strike price put option: 52.40 euros, strike price call option: 92.82 euros.
Settlement premium put option: 0.01 euros per share, in total 1,003.08 euros. Settlement premium call option
7.12 euros per share, in total 714,192.96 euros. Maturity: September 16, 2016.
09/12/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Settlement of
Share Collar Option
0.01 €/
0.05 €
100,186
Comment: Closing of a share collar option by way of cash settlement (Sale of put options, purchase of call options in
order to hedge 100,186 ordinary shares): Strike price put option: 61.06 euros, strike price call option: 107.91 euros.
Settlement premium put option: 0.01 euros per share, in total 1,001.86 euros. Settlement premium call option
0.05 euros per share, in total 5,009.30 euros. Maturity: September 30, 2016.
09/12/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Share Collar Option64.96 €/
97.34 €
100,000
Comment: Share collar option: Purchase of put options, sale of call options in order to hedge 100,000 ordinary shares.
Strike price put option: 64.96 euros per share. Strike price call option: 97.34 euros per share.
Premium put option: 0.77 euros. Premium call option: 6.38 euros. Maturity: May 19, 2017.
09/12/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Share Collar Option64.96 €/
107.43 €
100,000
Comment: Share collar option: Purchase of put options, sale of call options in order to hedge 100,000 ordinary shares.
Strike price put option: 64.96 euros per share. Strike price call option: 107.43 euros per share.
Premium put option: 0.93 euros. Premium call option: 2.51 euros. Maturity: May 31, 2017.
11/21/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Share Collar Option65.42 €/
108.30 €
100,000
Comment: Share collar option: Purchase of put options, sale of call options in order to hedge 100,000 ordinary shares.
Strike price put option: 65.42 euros per share. Strike price call option: 108.30 euros per share.
Premium put option: 1.80 euros. Premium call option: 1.80 euros. Maturity: November 17, 2017.
12/15/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Settlement of
Share Collar Option
0.01 €/
0.30 €
100,186
Comment: Closing of a share collar option by way of cash settlement (Sale of put options, purchase of call options in
order to hedge 100,186 ordinary shares): Strike price put option: 59.24 euros, strike price call option: 97.70 euros.
Settlement premium put option: 0.01 euros per share, in total 1,001.86 euros. Settlement premium call option
0.30 euros per share, in total 30,055.80 euros. Maturity: December 16, 2016.
12/15/2016,
off-market
Dr. h.c. Christoph HenkelOrdinary ShareDE 0006048408Share Collar Option69.97 €/
110.99 €
100,000
Comment: Share collar option: Purchase of put options, sale of call options in order to hedge 100,000 ordinary shares.
Strike price put option: 67.97 euros per share. Strike price call option: 110.99 euros per share.
Premium put option: 1.69 euros. Premium call option: 1.98 euros. Maturity: December 15, 2017.

 

Announcements Managers' Transactions 2016 (from 07/04/2016)

Transactions

Additional Information