Henkel AG & Co. KGaA, Henkelstrasse 67, 40191 Düsseldorf/Germany, publishes, on this website, any notification received in accordance with art. 19 sec. 1 Market Abuse Regulation (“Marktmissbrauchsverordnung”) regarding transactions conducted by persons with managerial responsibilities or by persons closely associated to them.
Managers’ Transactions
A consistently accurate overview of the transactions of the current year as well as a survey on former transactions are available here. Below you will also find the announcements in detail.
Abbreviation for “Kommanditgesellschaft auf Aktien.” A KGaA is a company with a legal identity (legal entity) in which at least one partner has unlimited liability with respect to the company’s creditors (personally liable partner), while the liability for such debts of the other partners participating in the share-based capital stock is limited to their share capital (limited shareholders).
KGaA SchließenSummary Transactions 2018
I. Notifications from persons with management functions
Management Board
| Date / Place of Transaction | Name of Person | Type of Share / Right | Security ID Number (ISIN) | Transaction Type | Price / Currency | Quantity | Transaction Volume | |
|---|---|---|---|---|---|---|---|---|
| 05/02/2018, Frankfurt | Hans Van Bylen | Preferred Share | DE 0006048432 | Acquisition | 105.23 € | 6,362 | 669,463.39 € | |
| Comment: Acquisition: Fulfillment of the requirement to acquire Henkel Preferred Shares via the stock exchange at the current market price in an amount equivalent to 35 percent of the payout of the variable annual cash remuneration (Share Deferral out of the Short Term Incentive). | ||||||||
| 05/02/2018, Frankfurt | Jan-Dirk Auris | Preferred Share | DE 0006048432 | Acquisition | 105.23 € | 3,833 | 403,340.65 € | |
| Comment: Acquisition: Fulfillment of the requirement to acquire Henkel Preferred Shares via the stock exchange at the current market price in an amount equivalent to 35 percent of the payout of the variable annual cash remuneration (Share Deferral out of the Short Term Incentive). | ||||||||
| 05/02/2018, Frankfurt | Carsten Knobel | Preferred Share | DE 0006048432 | Acquisition | 105.23 € | 3,833 | 403,340.65 € | |
| Comment: Acquisition: Fulfillment of the requirement to acquire Henkel Preferred Shares via the stock exchange at the current market price in an amount equivalent to 35 percent of the payout of the variable annual cash remuneration (Share Deferral out of the Short Term Incentive). | ||||||||
| 05/02/2018, Frankfurt | Kathrin Menges | Preferred Share | DE 0006048432 | Acquisition | 105.23 € | 3,525 | 370,930.28 € | |
| Comment: Acquisition: Fulfillment of the requirement to acquire Henkel Preferred Shares via the stock exchange at the current market price in an amount equivalent to 35 percent of the payout of the variable annual cash remuneration (Share Deferral out of the Short Term Incentive). | ||||||||
| 05/02/2018, Frankfurt | Bruno Piacenza | Preferred Share | DE 0006048432 | Acquisition | 105.23 € | 3,708 | 390,187.09 € | |
| Comment: Acquisition: Fulfillment of the requirement to acquire Henkel Preferred Shares via the stock exchange at the current market price in an amount equivalent to 35 percent of the payout of the variable annual cash remuneration (Share Deferral out of the Short Term Incentive). | ||||||||
| 05/02/2018, Frankfurt | Jens-Martin Schwärzler | Preferred Share | DE 0006048432 | Acquisition | 105.23 € | 483 | 50,825.34 € | |
| Comment: Acquisition: Fulfillment of the requirement to acquire Henkel Preferred Shares via the stock exchange at the current market price in an amount equivalent to 35 percent of the payout of the variable annual cash remuneration (Share Deferral out of the Short Term Incentive). | ||||||||
Supervisory Board / Shareholders' Committee
| Date / Place of Transaction | Name of Person | Type of Share / Right | Security ID Number (ISIN) | Transaction Type | Price / Currency | Quantity | Transaction Volume | |
|---|---|---|---|---|---|---|---|---|
| 03/13/2018, off-market | Dr. h.c. Christoph Henkel | Ordinary Share | DE 0006048408 | Closing of Share Collar Option | 0.01 €/ 7.68 € | 100,000 | – | |
| Comment: Closing of a share collar option by way of cash settlement (Sale of put options, purchase of call options in order to hedge 100,000 ordinary shares): Strike price put option: 67.16 euros, strike price call option: 96.92 euros. Settlement premium put option: 0.01 euros per share, in total 1,000.00 euros. Settlement premium call option: 7.68 euros per share, in total 768,000.00 euros. Maturity: March 16, 2018. | ||||||||
| 03/13/2018, off-market | Dr. h.c. Christoph Henkel | Ordinary Share | DE 0006048408 | Share Option | 7.67 € | 100,000 | – | |
| Comment: Share option: Sale of call options in order to hedge 100,000 ordinary shares. Strike price call option: 100.47 euros per share. Premium call option: 7.67 euros. Maturity: March 15, 2018. | ||||||||
| 03/22/2018, off-market | Dr. h.c. Christoph Henkel | Ordinary Share | DE 0006048408 | Closing of Share Collar Option | 0.01 €/ 3.99 € | 100,000 | – | |
| Comment: Closing of a share collar option by way of cash settlement (Sale of put options, purchase of call options in order to hedge 100,000 ordinary shares): Strike price put option: 67.16 euros, strike price call option: 96.92 euros. Settlement premium put option: 0.01 euros per share, in total 1,000.00 euros. Settlement premium call option: 3.99 euros per share, in total 399,000.00 euros. Maturity: March 29, 2018 | ||||||||
| 03/22/2018, off-market | Dr. h.c. Christoph Henkel | Ordinary Share | DE 0006048408 | Share Option | 3.99 € | 100,000 | – | |
| Comment: Share option: Sale of call options in order to hedge 100,000 ordinary shares. Strike price call option: 103.84 euros per share. Premium call option: 3.98 euros. Maturity: March 29, 2019. | ||||||||
II. Notifications from persons related to persons with management functions
| Date / Place of Transaction | Name of Person | Type of Share / Right | Security ID Number (ISIN) | Transaction Type | Price / Currency | Quantity | Transaction Volume | |
|---|---|---|---|---|---|---|---|---|
| 08/27/2018, Frankfurt | Caroline Hamelmann | Preferred Share | DE 0006048432 | Disposal | 111.60 € | 2,500 | 279,000.00 € | |
| 08/27/2018, Frankfurt | Caroline Hamelmann | Preferred Share | DE 0006048432 | Disposal | 112.10 € | 2,500 | 280,250.00 € | |
